For Employers

There are several items needed for our annual year-end request. Please make sure to respond to all requests for information in a timely manner. Any delays in submitting this information will result in a late Form 5500 filing and you may incur penalties from the IRS and DOL. To avoid these penalties, please submit your information quickly.

We provide payroll training for every new client, should you need more assistance, please contact your account manager.

Contact your account manager to request an amendment. (Be mindful that some amendments are time-sensitive, so contact your account manager as soon as possible once you decide to make any changes to your retirement plan.)

Ask your employer to request Spanish Forms and we will make sure they are available in your retirement account.

Yes, we have payroll integration services that will help you eliminate the need to upload your payroll; and/or submit contribution changes. We work with several financial advisors that offer 3(38) and 3(21) fiduciary services. We currently do not offer 3(16) Fiduciary support services.

You will need to enter a termination date in your payroll upload file and complete a notice of termination form to submit to your account manager. Once this is done, your employee will be able to request a withdrawal or rollover.

You will receive your annual report package each year containing plan summary information and testing results.

Contact your account manager for a copy of your SPD.